CPE

Business Ethics for Financial Professionals - Part 8

schedule 1h 46m signal_cellular_alt All Levels category Workplace Safety verified 20 credits available

About This Course

This on-demand CPE course offers accessible yet thorough coverage of business ethics for financial professionals - part 8.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for workplace safety professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

MT

Michael T. Roberts open_in_new

Senior Partner • Sullivan & Cromwell LLP

Mr. Roberts focuses on corporate governance and securities law with over 25 years of experience advising Fortune 500 companies.

Credits & Accreditations

Jurisdiction Credit Type Credits
Alabama General 1.5
Arizona Ethics 1.0
Arkansas General 1.5
Connecticut General 1.5
Delaware Ethics 2.0
District of Columbia General 1.5
Florida Ethics 3.5
Kansas General 2.5
Maryland General 1.0
Minnesota General 1.0
Montana Ethics 2.0
Nebraska General 1.0
Nevada General 1.0
New Hampshire Ethics 2.0
New Jersey General 1.5
New York General 3.5
Ohio Diversity 2.5
Rhode Island Ethics 2.0
Tennessee Ethics 1.5
Virginia Ethics 1.0
$235.00