CLE

Due Diligence in Derivatives: Best Practices

schedule 1h 2m signal_cellular_alt Mid-level category Securities verified 25 credits available

About This Course

This on-demand CLE program offers practical and actionable coverage of due diligence in derivatives: best practices.

Participants will gain a deep understanding of the fundamental concepts, current best practices, and emerging trends in this area. The program addresses real-world challenges practitioners face and provides concrete strategies for handling common situations effectively.

Specifically designed for securities professionals, this course covers both foundational principles and advanced applications. Through clear explanations and practical examples, you will develop the skills needed to confidently navigate complex issues and deliver superior results for your clients or organization.

Key topics include regulatory requirements, compliance considerations, strategic decision-making, and risk management. Whether you are new to this area or looking to update your knowledge, this program provides the insights and tools necessary for success in today's evolving professional landscape.

Presented By

LM

Lisa M. Garcia open_in_new

Counsel • Davis Polk & Wardwell LLP

Ms. Garcia advises financial institutions on regulatory matters and compliance with banking laws.

RX

Rafael X. Zahralddin-Aravena open_in_new

Partner • Lewis Brisbois

Mr. Zahralddin-Aravena is a member of the Corporate, Bankruptcy, Complex Business disputes practice.

Credits & Accreditations

Jurisdiction Credit Type Credits
Delaware General 2.5
District of Columbia General 3.5
Florida General 3.0
Guam General 1.5
Hawaii General 3.0
Kentucky General 1.5
Maine General 3.5
Massachusetts General 2.5
Michigan Ethics 2.5
Nebraska General 3.0
Nevada General 2.5
New Hampshire General 3.5
New York General 3.5
North Carolina Ethics 1.5
North Dakota General 1.0
Oklahoma General 3.0
Pennsylvania General 1.0
Rhode Island General 2.5
South Carolina General 3.0
South Dakota General 2.5
Tennessee General 2.5
Texas General 3.0
U.S. Virgin Islands General 3.5
Utah Ethics 2.5
Vermont General 2.0
$235.00